Mark Pugsley’s practice is focused on complex commercial litigation involving financial products and institutions.  He has handled fraud and investment disputes for over twenty years, including civil litigation, FINRA arbitrations, whistleblower cases, Ponzi scheme cases, receivership litigation, and regulatory investigations. He is the chair of the Securities Litigation Group at Ray Quinney & Nebeker and holds active licenses to practice law in Utah and California.

Mr. Pugsley also frequently assists investment advisors, brokerage firms, registered representatives and individuals with civil enforcement actions and investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA). He has handled shareholder disputes, internal investigations and shareholder derivative actions for private and publicly-traded companies.