Ross Speier is a senior associate in the firm’s Financial Services & Products Group. He focuses his practice on securities transactions, including 1933 Act filings and 1934 Act reporting, mergers and acquisitions and general corporate matters, with a specific emphasis on real estate investment trusts (REITs) and business development companies. He represents public companies in matters relating to corporate governance, U.S. Securities and Exchange Commission (SEC) compliance, Financial Industry Regulatory Authority (FINRA) compliance and “blue sky” regulation. Mr. Speier also drafts private placement memoranda, stock purchase agreements, stockholder agreements, investor rights agreements and various other securities offering documents for both public and private offerings. 

Additionally, Mr. Speier represents businesses in the securities and financial services industries in connection with various corporate transactions and regulatory guidance.

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